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Overview
The Compliance Auditors are Coming. Are you Ready?!

The preliminary objective of the course is to explore the regulatory framework at a general level related to compliance.

The primary objective is to learn the benefits of automating control processes and documentation of the process and workflow.

Secondarily, the course will introduce participants to visualizing solutions by identifying pain points and possible process solutions to overcome them.
Dates/Locations
No upcoming dates/locations at this time
Agenda
9:00 AM - 4:00 PM

9:00am-10:30am               

Overview of Federal Regulation Compliance

Dealing with the regulations from FAR and DFARS to SOX and GAAP

Internal Controls

Policies, Procedures, and Processes as an Automated Workflow Driver

10:30am-10:45am            

BREAK

10:45am-12:00pm            

Automation vs. Non-Automation
Attempted Acts of Compliance
Spreadsheet as a Checklist (SaaC), Shared Folders, E-Mail Storage, Track Changes

Marriage of Compliance & Documentation
Timeliness
Consistency
Traceability
Efficiency

12:00pm-1:00pm               

LUNCH

1:00pm-2:30pm 

What is your biggest pain point?


Exercise:  Right now, I have to…  Ideally, I should be able to…

Visualize the problem with no limitations

How often and by how many people is this performed?

What is making this task difficult?

How should this work?

What are the benefits of doing it the new way?

How can this be automated and documented?
Policies and Procedures Facilitating Automated Workflow

2:30pm-2:45pm 
BREAK

 

2:45pm-4:00pm 
What is your biggest pain point? (Continued)

  • Map it Out, Chart it Out, Write it Out
  • Automation Solutions
  • Tools with workflow – Sharepoint, Contract Logix, Outlook(?)
  • Specific workflow tools – Integrify and OnBase

 


Accreditation
See Individual Courses For Available Credits
Certificates of Completion are provided to all seminar participants who attend Federal Publications Seminars courses following the event, upon request.
CPE: Continuing Professional Education
Field of Study: Specialized Knowledge
Delivery Method: Group-Live Classroom
Federal Publications Seminars is affiliated with West Professional Development and is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
For more information regarding administrative policies such as refunds, cancellations and complaints, please contact Federal Publications Seminars at 888.494.3696.
CPE Hours
This program is eligible for: 6.0 (CPE) hours of credit
Program Level: n/a
Program Prerequisite: n/a
Advance Preparation: n/a
Method: n/a
CLP: Continuous Learning Points
Approved for CLP by Defense Acquisition University
Defense Acquisition Workforce members must acquire 80 Continuous Learning Points (CLP) every two years from the date of entry into the acquisition workforce for as long as the member remains in an acquisition position per DoD Instruction 5000.66. We will provide you with documentation of points awarded for completing the event.
CLP Hours
This program is eligible for: 6.0 (CLP) hours of credit
CLE: Continuing Legal Education
States have widely varying regulations regarding MCLE credit. LegalEdcenter is an approved provider in AL, AK, AR, CA, GA, IL, ME, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI, and WV. Credit may be applied for in other jurisdictions on request and in accordance with state MCLE rules.
Please note that because some states are changing their policy on CLE reporting, you will need to fill out the request for credit from Federal Publications Seminars within 10 business days, or we may not be able to issue credits for the program.
CLE Hours
This program is eligible for: 5.5 (60 minutes), (50 minutes)
Travel
No travel information is available at this time
Level
  • 100
    Basic or fundamental subject matter is covered. Courses are geared to general knowledge or can be taken as a refresher.
  • 200
    Specific topics or issues within a topic area are covered. Students should be familiar with terms of art and general concepts concerning the course topic.
  • 300
    Workshops and class discussions cover specific subject matter in-depth, and participation is strongly encouraged. Attendees should have at least 2-3 years' experience in the area of study.
  • 400
    Courses build upon students' knowledge and experience, and cover complex issues within the subject matter. Should have 4-5 years' mastery of subject for in-depth analysis.
  • 500
    Masters-level programs designed for professionals with 5+ years' experience. Courses cover in-depth and technical analysis on specific subjects and updates on current issues.